Annual Compliance Training

Like every year, this essential compliance training is designed for all employees of SEC-registered RIAs and Swiss Asset Managers serving Americans under the Dodd Frank Act—whether you're a seasoned professional refreshing your knowledge or a newcomer getting up to speed.

🛡️ What to Expect:

✅ Comprehensive overview of SEC compliance requirements

✅ Deep dive into key regulatory topics and current themes

✅ Insights on Swiss laws relevant to SEC compliance

✅ Expert guidance from SEC specialists from U.S. branch offices