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Annual Compliance Training
Mi., 03. Dez.
|Baker McKenzie Switzerland AG
Annual Certified Compliance Training for SRIAA members hosted by Baker McKenzie
Time & Location
03. Dez. 2025, 14:00 – 18:00
Baker McKenzie Switzerland AG, Holbeinstrasse 30, 8008 Zürich, Switzerland
About the event
Like every year, this essential compliance training is designed for all employees of SEC-registered RIAs and Swiss Asset Managers serving Americans under the Dodd Frank Act—whether you're a seasoned professional refreshing your knowledge or a newcomer getting up to speed.
🛡️ What to Expect:
✅ Comprehensive overview of SEC compliance requirements
✅ Deep dive into key regulatory topics and current themes
✅ Insights on Swiss laws relevant to SEC compliance
✅ Expert guidance from SEC specialists from U.S. branch offices
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