Annual Compliance Training
Do., 30. Okt.
|Baker McKenzie
Exact Date to be announced soon - Certified compliance training for SRIAA members
Time & Location
30. Okt. 2025, 15:00 – 19:00
Baker McKenzie, Hohlbeinstrasse 30, 8008 Zürich
About the event
Like every year, this essential compliance training is designed for all employees of SEC-registered RIAs—whether you're a seasoned professional refreshing your knowledge or a newcomer getting up to speed.
🛡️ What to Expect:✅ Comprehensive overview of SEC compliance requirements✅ Deep dive into key regulatory topics and current themes✅ Insights on Swiss laws relevant to SEC compliance✅ Expert guidance from SEC specialists from U.S. branch offices
📍 Venue: Baker McKenzie, Zurich📆 Date: TBD – Exact date to follow soon!📜 Official Certificates of Attendance will be provided for compliance records.
Stay ahead of regulatory changes—don’t miss this important training!
👉 More details to come. Stay tuned!